Web28 Feb 2024 · The company said the SEC was investigating Citigroup Global Markets Inc's record-keeping compliance and that it was cooperating with the regulator. The enquiry, involving some of the largest banks and financial institutions in the United States, was first launched in October by the regulator to assess if the firms were keeping an adequate … Web14 Jul 2024 · SEC is investigating Better as Barclays, Citigroup resign as deal advisers Mortgage upstart Better's plan to go public via a SPAC merger faces new challenges as banks that were advising the...

U.S. SEC investigates Citi over unapproved employee …

WebThe company said the SEC was investigating Citigroup Global Markets Inc's record-keeping compliance and that it was cooperating with the regulator. The SEC has contacted several companies since ... Web13 Jul 2010 · JPMorgan Chase & Co., Deutsche Bank AG, UBS AG and Citigroup Inc. have received civil subpoenas from the SEC, the newspaper said today. Goldman Sachs Group Inc. and Morgan Stanley are already being investigated under similar preliminary criminal scrutiny, the Journal said. poinpy apk

SEC Investigates Wall Street Bankers Cell Phones, WhatsApp

Web29 Mar 2024 · The DOJ is investigating Citadel for market manipulation Bloomberg just confirmed Citadel is one of the hedge funds under investigation by the Department of … Web28 Feb 2024 · The company said the SEC was investigating Citigroup Global Markets Inc's record-keeping compliance and that it was cooperating with the regulator. The SEC has contacted several companies... Web28 Jan 2024 · HONG KONG, Jan 28 (Reuters) - Hong Kong's market regulator has fined a Citigroup (C.N) subsidiary HK$348.25 million ($45 million) for misconduct in its cash … poinsetia rosa